Legal and Compliance

 



Our Founding Partner


Attorney Laura Anthony is an honors graduate from Florida State University and has been practicing law since 1993. After receiving her Juris Doctorate she was admitted to the Florida Bar and began her career in West Palm Beach, Florida where she developed an expertise in the fields of corporate, business and securities law.

Ms. Anthony is regularly lead counsel in multi-million- dollar, complex mergers and acquisitions, and asset purchase transactions. She has acted as issuer’s counsel in the raise of tens of millions of dollars in both debt and equity through private and public offerings.

In 1999 Ms. Anthony became Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony created, staffed and managed the firm's legal and compliance department and coordinated all legal work for the firm in regard to NASD and SEC regulations, NASD arbitrations, and public and private transactions.

Ms. Anthony founded Legal & Compliance, LLC to represent small and mid-size private and publicly held companies, their officers and directors, as well as broker-dealers and their employees.

The firm’s trademark philosophy is to practice law from a business perspective, concentrating on avoiding problems, not just solving them. A curriculum vitae and brochure is available upon request.

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Contact Us Immediately For a Second Opinion or Free Initial Consultation

Laura Anthony, Founding Partner
e-mail: LauraAnthonyPA@aol.com
800-341-2684
fax: 561-514-0832
Legal & Compliance, LLC
330 Clematis Street, Ste. 217
West Palm Beach, FL 33401
Legal & Compliance, LLC
940 Lincoln Road, Ste. 319
Miami Beach, FL 33139

© 2002, Legal & Compliance, LLC.