Underwriter’s And Placement Agent Counsel

ANTHONY, LINDER & CACOMANOLIS, PLLC often acts as underwriter’s and placement agent counsel for IPOs, follow-on offerings, direct public offerings, CMPO’s, best efforts and firm commitment offerings and private placement transactions.  We understand the underwriter and placement agents’ unique needs including the importance of negotiating the underwriter or placement agent agreement, shareholder lock-ups, company lock-ups, due diligence, the FINRA Rule 5110 compensation process and all aspects of timely closing a transaction.

Complete your Next Transaction With Our Help

Underwriter’s and placement agents need competent counsel to bring a transaction to an efficient closing while knowing their needs are covered. Schedule an initial consultation with us today by calling 877-541-3263 or emailing us through our contact form.