The federal regulation pertaining to private placements of offerings to a limited number of people meeting certain suitability standards. Private placements need not register with the SEC.
Securities Resources
- Securities Glossary
- Registration
- Regulation A offerings
- Regulation D
- Restricted securities
- Reverse split
- Rule 144
- Securities and Exchange Commission
- Securities Investor’s Protection Corporation (SIPC)
- Selling short
- Stock Split
- Tenants-in-common
- Treasury stock
- Venture capital
- Warrant
- Working capital
- Accredited Investor
- Advertising
- All-Or-None underwriting
- Arbitrage
- Bear Market
- Blue Chip Stocks
- Blue Sky Laws
- Bull Market
- Capital Gain
- Commodity Futures Trading Commission
- Common Stock
- Control Stock
- Convertible
- Cumulative Preferred Stock
- Current Assets
- Current Liabilities
- Dealer
- Debentures
- Depreciation
- Derivative Security
- Dilution
- Dividend
- Dow Jones Composite Average
- Earnings Per Share
- Equity
- Exchanges
- Fair market price
- Fixed assets
- Fully diluted earnings per share
- General Partner
- Howey Test to Determine if an Investment is a Security
- Initial Public Offering
- Insider
- Intrastate Offering
- Investment Banker
- Issuer
- Leverage
- Liabilities
- Limited Partnership
- Long-Term Capital Gains
- Market Maker
- Merger
- Minimum-Maximum Underwriting
- NASDAQ
- National Association of Securities Dealers, Inc
- Net worth
- Option
- OTC Bulletin Board (OTCBB)
- Penny stocks
- Pink sheets
- Preemptive right
- Preferred stock
- Price to Earnings ratio
- Principal stockholder
- Private placement
- Public Offering
- Blog
- Securities Glossary
-
Contact Us Today
Laura Anthony, Attorney
Legal & Compliance, LLC
330 Clematis Street, Ste. 217
West Palm Beach, FL 33401Toll Free: 1.800.341.2684
Phone: 561.514.0936
Fax: 561.514.0832
Email: Click Here -
