It takes more than
just a corporate lawyer or SEC attorney to create an effective limited
liability agreement, partnership agreement or employment agreement.
Success in business hinges on legal representation that understands
business itself, not just the laws that govern it.
Legal & Compliance,
LLC is a multifaceted corporate and securities law firm. Our experienced
business lawyers assist clients in all aspects of their commerce, including
commercial litigation, forming limited partnerships and operating agreements,
strategic planning in response to unique management and ownership issues,
and broad-scope legal services.
The attorneys of
Legal & Compliance understand business and offer unique legal services
to small and mid-size private and public companies, entrepreneurs, business
professionals and broker-dealers throughout the country.
Emphasis
On Avoiding Problems; Not Just Solving Them
We are more than
just contract attorneys focusing on business law. The firm provides
comprehensive legal services and counsel for general corporate operations,
business transactions, corporate law, corporate finance, regulatory,
SEC and NASD matters, and all aspects of document preparation. We maintain
a legal as well as business perspective; focusing on avoiding problems,
not just solving them.
Legal & Compliance
serves a national client base. Our corporate and securities lawyers
use all available technological mediums such as electronic mail, teleconferencing
and various Internet applications, without sacrificing quality or generating
additional expenses for our clients. California clients receive the
same superior service at the same rate as our local clients in Palm
Beach or Miami, Florida. In addition, the majority of state and federal
governmental bodies not only accepts but encourages electronic client
signatures and electronic filings; making our ability to serve you faster
and more cost effective.
Legal & Compliance
ensures that each client receives the superior legal service they deserve
by limiting the number of assignments we accept at any given time. Our
network of experienced corporate and securities lawyers also maintains
this trademark philosophy. Legal & Compliance respects entrepreneurs
and their need to have transactional contracts, operating agreements,
private placement memorandums and closing documents completed accurately
and quickly. When necessary, various legal specialists are retained
to assist us in unique matters of corporate law and commercial litigation.
Business
Law Practice Areas Include:
Matters of corporate
and securities law, including business entity formation, mergers &
acquisitions, operations, business transactions and corporate finance
transactions
Private placement
memorandums, limited liability agreements, employment contracts, operating
agreements, asset and stock purchase agreements, distribution and franchise
agreements
Regulatory and
compliance matters, including SEC and NASD investigations and procedural
matters
Public company
compliance
Securities arbitration
and litigation and commercial litigation
