Legal and Compliance


Legal Representation With A Business Perspective

It takes more than just a corporate lawyer or SEC attorney to create an effective limited liability agreement, partnership agreement or employment agreement. Success in business hinges on legal representation that understands business itself, not just the laws that govern it.

Legal & Compliance, LLC is a multifaceted corporate and securities law firm. Our experienced business lawyers assist clients in all aspects of their commerce, including commercial litigation, forming limited partnerships and operating agreements, strategic planning in response to unique management and ownership issues, and broad-scope legal services.

The attorneys of Legal & Compliance understand business and offer unique legal services to small and mid-size private and public companies, entrepreneurs, business professionals and broker-dealers throughout the country.


Emphasis On Avoiding Problems; Not Just Solving Them

We are more than just contract attorneys focusing on business law. The firm provides comprehensive legal services and counsel for general corporate operations, business transactions, corporate law, corporate finance, regulatory, SEC and NASD matters, and all aspects of document preparation. We maintain a legal as well as business perspective; focusing on avoiding problems, not just solving them.

Legal & Compliance serves a national client base. Our corporate and securities lawyers use all available technological mediums such as electronic mail, teleconferencing and various Internet applications, without sacrificing quality or generating additional expenses for our clients. California clients receive the same superior service at the same rate as our local clients in Palm Beach or Miami, Florida. In addition, the majority of state and federal governmental bodies not only accepts but encourages electronic client signatures and electronic filings; making our ability to serve you faster and more cost effective.

Legal & Compliance ensures that each client receives the superior legal service they deserve by limiting the number of assignments we accept at any given time. Our network of experienced corporate and securities lawyers also maintains this trademark philosophy. Legal & Compliance respects entrepreneurs and their need to have transactional contracts, operating agreements, private placement memorandums and closing documents completed accurately and quickly. When necessary, various legal specialists are retained to assist us in unique matters of corporate law and commercial litigation.


Business Law Practice Areas Include:

  • Matters of corporate and securities law, including business entity formation, mergers & acquisitions, operations, business transactions and corporate finance transactions

  • Private placement memorandums, limited liability agreements, employment contracts, operating agreements, asset and stock purchase agreements, distribution and franchise agreements

  • Regulatory and compliance matters, including SEC and NASD investigations and procedural matters

  • Public company compliance

  • Securities arbitration and litigation and commercial litigation


Contact Us Immediately For a Second Opinion or Free Initial Consultation

Laura Anthony, Founding Partner
e-mail: LauraAnthonyPA@aol.com
800-341-2684
fax: 561-514-0832
Legal & Compliance, LLC
330 Clematis Street, Ste. 217
West Palm Beach, FL 33401
Legal & Compliance, LLC
940 Lincoln Road, Ste. 319
Miami Beach, FL 33139


 

 

© 2002, Legal & Compliance, LLC