DTC Global Lock

For a chill on all services, including book entry transfers, deposits, and withdrawals, the term of art is a “Global Lock.”

The attorneys of Legal & Compliance, LLC are experienced in addressing and removing DTC chills and global locks on behalf of OTC issuers. Contact us if you are currently experiencing any of the aforementioned DTC issues.

Inquiries of a technical nature are always encouraged. Contact Securities Attorney Laura Anthony.