Legal Counsel for Underwriting Securities Companies and Underwriting Agents

ANTHONY, LINDER & CACOMANOLIS, PLLC practices extensively as legal counsel for underwriters and underwriting agents in IPOs, additional offerings, direct offerings, CMPOs, best-effort and firm commitment transactions, and private placement transactions. We understand the specific needs of underwriting securities firms and underwriters, including negotiating underwriting firm or agent agreements, shareholder lock-up agreements, company lock-up agreements, due diligence, FINRA Rule 5110 compensation processes, and all aspects necessary for swift transaction completion.

Leave It to Us to Smoothly Complete Your Next Transaction

Underwriters and underwriting agents need the support of competent advisors to efficiently complete transactions and ensure their needs are met. To schedule an initial consultation, please call 877-541-3263 or contact us by email via the inquiry form.